Todd M. Spehler
Professional summary
Todd Mitchell Spehler was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Todd is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Todd had worked at 5 firms, which includes RENAISSANCE FINANCIAL SECURITIES CORP., COLONIAL PENN DISTRIBUTORS CORP., ROBERT TODD FINANCIAL CORP., GLOBAL CAPITAL SECURITIES INC., FORESTERS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 1992 - April 2, 1998
RENAISSANCE FINANCIAL SECURITIES CORP.
October 11, 1989 - September 24, 1990
COLONIAL PENN DISTRIBUTORS CORP.
December 10, 1987 - December 2, 1992
ROBERT TODD FINANCIAL CORP.
May 4, 1984 - November 4, 1987
GLOBAL CAPITAL SECURITIES, INC.
April 24, 1984 - December 12, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RENAISSANCE FINANCIAL SECURITIES CORP.
CRD#: 10735 / SEC#: , 8-27267
Contact information
Documents
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