David M. Apted

BRISTOL FINANCIAL LLC

St Louis, MO 63102

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CRD#: 1255773

Professional summary

David Michael Apted, who also goes by David M Apted, David Michael Apted, is a registered financial advisor currently at BRISTOL FINANCIAL LLC located in St Louis, Missouri.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David M Apted | David Michael Apted

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David M. Apted, LLC., Managing Member, LLC making application with MO as an RIA., >1hr per month; Started 12/2017; May occur during market hours. Firm is reviewing but has not approved activity. DAVID MICHAEL APTED is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Bristol Financial LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Bristol Financial LLC in their capacity as a licensed insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Apted's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2018 - Present

BRISTOL FINANCIAL LLC

Office #1: 6 Cardinal Way Suite 900, St Louis, MO 63102

RIA

CRD#: 281246

St Louis, MO

Past

July 15, 2016 - March 16, 2018

AVELLINO FINANCIAL ADVISORS, INC.

RIA

CRD#: 164805

St. Louis, MO

Past

March 15, 2016 - March 16, 2018

FOREST SECURITIES,INC.

CRD#: 16255

St. Louis, MO

Past

June 19, 2013 - April 8, 2016

SMITH, MOORE & CO.

RIA

CRD#: 3441

CLAYTON, MO

Past

June 19, 2013 - April 8, 2016

SMITH, MOORE & CO.

CRD#: 3441

CLAYTON, MO

Past

March 28, 2008 - June 18, 2013

UHY CAPITAL ADVISORS, LLC

RIA

CRD#: 116592

ST LOUIS, MO

Past

September 19, 2007 - May 16, 2013

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

ST. LOUIS, MO

Past

June 24, 2003 - December 31, 2003

WEALTH ADVISORS, INC.

RIA

CRD#: 114178

ST. LOUIS, MO

Past

September 4, 2001 - September 17, 2007

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

ST. LOUIS, MO

Past

January 12, 2000 - September 26, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 2, 1990 - January 18, 2000

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

January 23, 1985 - January 2, 1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

CRD#: 2682

Past

January 23, 1985 - January 13, 1990

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(8/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/4/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Current Firm

BRISTOL FINANCIAL LLC

BRISTOL FINANCIAL LLC | BRISTOL WEALTH MANAGEMENT LLC

CRD#: 281246 / SEC#:

Missouri

Registered Investment Advisory firm - (1/26/2016 Approved)

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Contact information

Main Address

7701 Forsyth Suite 740, Clayton, MO 63105

Mailing Address

Phone number

(314) 925-3008

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	194
AUM (Assets Under Management)	$ 100,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David M. Apted

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Apted's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVELLINO FINANCIAL ADVISORS, INC.

FOREST SECURITIES,INC.

SMITH, MOORE & CO.

SMITH, MOORE & CO.

UHY CAPITAL ADVISORS, LLC

SECURITIES SERVICE NETWORK, LLC

WEALTH ADVISORS, INC.

CETERA FINANCIAL SPECIALISTS LLC

OSAIC WEALTH, INC.

WALNUT STREET SECURITIES, INC.

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2013

Series 63

Date: 2/4/1985

SIE

Date: 3/16/2018

Series 7

Date: 1/19/1985

Current Firm

BRISTOL FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRISTOL FINANCIAL LLC

TRUST BUT VERIFY

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