Daniel T. Lerner
Professional summary
Daniel Todd Lerner is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in White Plains, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1985. Daniel has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Todd Lerner's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2000 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 599 West Hartsdale Avenue, White Plains, NY 10607February 18, 2000 - August 2, 2000
PRUDENTIAL EQUITY GROUP, LLC
November 9, 1999 - January 11, 2000
CHARLES SCHWAB & CO., INC.
June 24, 1999 - November 2, 1999
M.L. STERN & CO., LLC.
February 1, 1999 - May 25, 1999
J.P. MORGAN SECURITIES LLC
May 29, 1998 - February 2, 1999
SSH SECURITIES, INC.
March 5, 1985 - February 2, 1999
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2000)
(10/2/2000)
(6/16/2005)
(9/20/2000)
(4/7/2006)
(3/2/2011)
(10/14/2021)
(10/6/2021)
(9/26/2002)
(4/29/2005)
(2/8/2002)
(4/11/2014)
(9/20/2000)
(9/30/2005)
(1/5/2007)
(10/6/2000)
(5/4/2011)
(1/7/2008)
(11/7/2003)
(11/9/2010)
Exams
FINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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