David P. Brown
Professional summary
David Paul Brown is a registered financial advisor currently at EAGLE STRATEGIES LLC located in White Plains, New York and NYLIFE SECURITIES LLC located in White Plains, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. David has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Paul Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 44 South Broadway, White Plains, NY 10601April 10, 1984 - Present
NYLIFE SECURITIES LLC
Office #1: 44 South Broadway Suite 1801, White Plains, NY 10601Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/29/1994)
(10/23/1995)
(4/2/1992)
(7/1/2011)
(9/29/2015)
(6/4/1987)
(8/6/1984)
(1/13/2022)
(10/10/2024)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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