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JT

Jay Dean Tinney

CRD# 1255604·Registered 2008 - 2011
Previously Registered: Being a previously registered professional could mean that Jay is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jay Dean Tinney, who also goes by Dean Tinney Jr, was a registered financial advisor. Jay was a previously registered financial professional and started their career in finance 2008 - 2011. Jay had worked at 2 firms and has passed the Series 66, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dean Tinney Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

GAMA GLOBAL INVESTMENT ADVISORS, LLC·CRD# 153431
RIA
San Francisco, CA
July 8, 2010 - July 8, 2011
GAMA GLOBAL INVESTMENTS, LLC·CRD# 147282
BD
San Francisco, CA
October 31, 2008 - February 19, 2013

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2008About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed May 2008About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2008About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jun 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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