Mark G. Gillam

MARK GILLAM ENTERPRISES

FAIR OAKS, CA 95618

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CRD#: 1255578

Professional summary

Mark Gerald Gillam is a registered financial advisor currently at MARK GILLAM ENTERPRISES located in Fair Oaks, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INS AGENT, 8008 SACRAMENTO STREET, FAIR OAKS, CA. INV-REL. NATURE; TRADITIONAL INS, FIXED, DISABILITY, HEALTH, LTC. POSITION; SOLE PROPRIETOR/SELF-EMPLOYED. START 03/2001. APPROX 10-20 HRS/MO. 10-20 HRS DURING TRADING HRS 2)TRUSTEE, SUCCESSOR TRUSTEE, EXECUTOR, POA, ALTERNATE POA & CONSERVATOR FOR SEVERAL CLIENTS & FAMILY MBRS, NOT INV-REL 3)REAL ESTATE AGENT, FAIR OAKS, CA, HAS REAL ESTATE LICENSE, INV-REL, START 5/1989, MINIMAL HRS 4)ALLCTS, LLC, 235 PINE ST, STE 1300, SAN FRANCISCO, CA, LLC FOR PERSONAL USE TO PURCHASE INVESTMENT REAL ESTATE, START 12/2010, MINIMAL HRS 5)OWNER OF RENTAL PROP THROUGH LIVING TRUST, TRUSTEE OF TRUST, NOT INV-REL, RECEIVE RENT FROM PROPERTIES OWNED, <1-2 HRS/MO, <1-2 HRS/MO 6)SANDICOVE, LLC, 2606 N. GLENOAKS BLVD, BURBANK, CA, RENTAL PROP, START 3/2014 7)DEANFISH, LLC, OWNER, OWNS VACATION PROP, NOT INV-REL, START 12/2014, 1 HR, 0 HRS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Gerald Gillam's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2001 - Present

MARK GILLAM ENTERPRISES

Office #1: 8008 Sacramento Street, Fair Oaks, CA 95618

RIA

CRD#: 108632

FAIR OAKS, CA

Past

August 16, 1999 - September 4, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

FAIR OAKS, CA

Past

August 5, 1997 - September 4, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

FAIR OAKS, CA

Past

October 24, 1985 - August 7, 1997

SHEARWATER SECURITIES CORPORATION

CRD#: 13103

WALNUT CREEK, CA

Past

August 27, 1985 - December 23, 1985

R.W.C. ASSOCIATES, INC.

CRD#: 7492

Past

April 18, 1984 - June 12, 1987

CANDLAND, KINDSCHI & ASSOCIATES

CRD#: 7459

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARK GILLAM ENTERPRISES

CRD#: 108632 / SEC#: 801-60067

RIA

Registered Investment Advisory firm - (3/8/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/30/2001)

IAR

Texas
(4/20/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/23/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/31/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/4/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/29/1999

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 4/27/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/17/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MARK GILLAM ENTERPRISES

CRD#: 108632 / SEC#: 801-60067

RIA

Registered Investment Advisory firm - (3/8/2001 Approved)

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Contact information

Main Address

8008 Sacramento Street, Fair Oaks, CA 95628

Mailing Address

Phone number

(916) 961-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MGE FIRM BROCHURE 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	500
AUM (Assets Under Management)	$ 200,702,779

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
10/28/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark G. Gillam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Gerald Gillam's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

SHEARWATER SECURITIES CORPORATION

R.W.C. ASSOCIATES, INC.

CANDLAND, KINDSCHI & ASSOCIATES

Primary Firm SEC Registration

MARK GILLAM ENTERPRISES

State Registrations and Notice Filings

Exams

Series 65

Date: 4/23/1999

Series 63

Date: 10/31/1997

SIE

Date: 9/4/2015

Series 7

Date: 9/29/1999

Series 22

Date: 4/27/1984

Series 6

Date: 4/17/1984

Current Firm

MARK GILLAM ENTERPRISES

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MARK GILLAM ENTERPRISES

TRUST BUT VERIFY

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