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GC

George D. Callas

Some features on this profile are disabled
CRD#: 1255570
GC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Dean Callas was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1986. George had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 18, 2008 - December 26, 2013

M BARC INVESTMENT GROUP, INC.

BD
CRD#: 41082
MIDDLETON, WI
Past

June 28, 1999 - August 8, 2002

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

March 30, 1998 - July 1, 1999

DEALERWEB LLC

BD
CRD#: 19662
JERSEY CITY, NJ
Past

March 7, 1997 - December 23, 1997

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

March 13, 1996 - February 14, 1997

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

September 8, 1988 - March 8, 1996

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

May 20, 1986 - August 29, 1988

LEHMAN BROTHERS INC.

BD
CRD#: 7506

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/8/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/8/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/16/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 1/23/1995
National Commodity Futures Examination

Current Firm

MB
M BARC INVESTMENT GROUP, INC.
LEIGHTON MCGILL GROUP, INC. | WILDWOOD CAPITAL SECURITIES, INC. | SENTINEL CAPITAL MARKET GROUP, INC. | QUAKER CAPITAL MARKETS GROUP, INC. | QUAKER CAPITAL MARKETS GROUP, INC | M BARC INVESTMENT GROUP, INC.

CRD#: 41082 / SEC#: , 8-49297

BD
Terminated by SEC on 01/08/2021
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Contact information

Main Address
Mailing Address
Phone number
Established
Pennsylvania since 04/03/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BUINEVICIUS, RIMANTAS PETERPRESIDENT , CCO, CEO6664220
FISCHER, KAREN ZILLIAFIN OP1708090

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

M BARC INVESTMENT GROUP, INC.

CRD#: 41082

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