Judith M. Kula
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Marie Kula, who also goes by Judith M Kula, Judith Kula Murphy, Judith M Murphy, Judy Murphy, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1989. Judith had worked at 8 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2015 - June 22, 2021
WOLVERINE SECURITIES, LLC
December 19, 2002 - June 9, 2026
WOLVERINE TRADING, LLC
November 14, 2002 - June 9, 2026
WOLVERINE EXECUTION SERVICES, LLC
April 1, 2002 - December 2, 2019
WOLVERINE CAPITAL MARKETS LLC
August 17, 1998 - October 3, 2000
MF GLOBAL INC.
January 3, 1995 - December 11, 1996
SBC WARBURG, INC.
September 27, 1994 - January 3, 1995
O'CONNOR & ASSOCIATES
February 13, 1989 - June 8, 1992
O'CONNOR INVESTMENTS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
WOLVERINE SECURITIES, LLC
CRD#: 172711 / SEC#: , 8-69522
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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