Brenda D. Imes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Dorothy Imes, who also goes by Brenda Imes Best, Brenda Bleeker, Brenda Dorothy Buter, Brenda Imes Buter, Brenda Imes, Brenda Jones, was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 1984. Brenda had worked at 11 firms and has passed the Series 66, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2012 - April 29, 2013
STONNINGTON GROUP, LLC
March 2, 2012 - April 29, 2013
STONNINGTON GROUP, LLC
December 9, 1999 - November 16, 2009
CLARK SECURITIES, INC.
August 6, 1996 - December 2, 1999
WESTPORT FINANCIAL SERVICES, L.L.C.
March 1, 1996 - August 8, 1996
MML INVESTORS SERVICES, LLC
February 22, 1996 - March 1, 1996
G. R. PHELPS & CO., INC.
April 1, 1993 - April 25, 1994
HIMCO DISTRIBUTION SERVICES COMPANY
May 26, 1992 - January 1, 1994
RAYMOND-MARTIN FINANCIAL INC.
February 9, 1989 - July 10, 1992
GOLDEN SHAMROCK, INC.
May 13, 1988 - February 4, 1989
JOHN HANCOCK DISTRIBUTORS LLC
March 11, 1986 - May 27, 1987
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
April 18, 1984 - May 20, 1988
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONNINGTON GROUP, LLC
CRD#: 131221 / SEC#: 801-63081, 8-66919
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONNINGTON, NICHOLAS HENRY | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 1090046 |
Regulatory assets under management
| Total Number of Accounts | 576 |
| AUM (Assets Under Management) | $ 553,044,853 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
