Anthony H. Barkate
Professional summary
Anthony Harold Barkate was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial advisor and started their career in finance in 1984. Prior to being barred, Anthony had worked at 11 firms, which includes CALIFORNIA FINANCIAL NETWORK INC., BROOKSTREET SECURITIES CORPORATION, CAMBRIDGE INVESTMENT RESEARCH INC., SECURITIES SERVICE NETWORK LLC, IFG NETWORK SECURITIES INC., COMPREHENSIVE FINANCIAL SERVICES INC., VANGUARD CAPITAL, SENTRA SECURITIES CORPORATION, PRUDENTIAL EQUITY GROUP LLC, MORGAN STANLEY DW INC., INTERFIRST CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2000 - December 31, 2004
CALIFORNIA FINANCIAL NETWORK, INC.
April 25, 2000 - January 21, 2003
CALIFORNIA FINANCIAL NETWORK, INC.
January 12, 2000 - July 18, 2001
BROOKSTREET SECURITIES CORPORATION
May 26, 1999 - December 7, 1999
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 14, 1997 - April 16, 1999
SECURITIES SERVICE NETWORK, LLC
January 1, 1996 - September 24, 1997
IFG NETWORK SECURITIES, INC.
June 23, 1995 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
July 30, 1991 - June 6, 1995
VANGUARD CAPITAL
July 2, 1990 - August 28, 1991
SENTRA SECURITIES CORPORATION
August 25, 1986 - July 13, 1990
PRUDENTIAL EQUITY GROUP, LLC
June 26, 1984 - August 27, 1986
MORGAN STANLEY DW INC.
April 18, 1984 - June 5, 1984
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CALIFORNIA FINANCIAL NETWORK, INC.
CRD#: 103702 / SEC#: , 8-52196
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARKATE, ANTHONY HAROLD | PRESIDENT/GEN. SEC./PRINCIPAL/FINOP | 1255255 |
Red Flags
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