Ronald L. Richardson

VISTA INVESTMENT PARTNERS LLC

Oklahoma City, OK 73118

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CRD#: 1255191

Professional summary

Ronald Loyd Richardson, who also goes by Ron Richardson, is a registered financial advisor currently at VISTA INVESTMENT PARTNERS LLC located in Oklahoma City, Oklahoma.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Ronald has worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Loyd Richardson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2017 - Present

VISTA INVESTMENT PARTNERS LLC

Office #1: 5601 North Classen Boulevard Suite 101, Oklahoma City, OK 73118

CRD#: 7691

NEW YORK, NY

Past

January 22, 1993 - January 27, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 9, 1987 - June 18, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 30, 1986 - March 5, 1987

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

Past

April 18, 1984 - February 6, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VISTA INVESTMENT PARTNERS LLC

CRD#: 286014 / SEC#: 801-108779

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/25/2017)

IAR

Louisiana
(3/25/2017)

IAR

Oklahoma
(2/17/2023)

IAR

Texas
(3/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/26/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/6/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/14/1984

General Securities Representative Examination

Current Firm

VISTA INVESTMENT PARTNERS LLC

CRD#: 286014 / SEC#: 801-108779

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

5601 North Classen Boulevard Suite 101, Oklahoma City, OK 73118

Mailing Address

Phone number

(405) 608-5390

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VISTA INVESTMENT PARTNERS - PART 2A BROCHURE (1/22/2025)

Regulatory assets under management

Total Number of Accounts	1,601
AUM (Assets Under Management)	$ 541,021,596

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald L. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Loyd Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFS SECURITIES

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LEHMAN BROTHERS INC.

RAUSCHER PIERCE REFSNES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

VISTA INVESTMENT PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/26/1984

SIE

Date: 5/18/2017

Series 3

Date: 3/6/1987

Series 7

Date: 4/14/1984

Current Firm

VISTA INVESTMENT PARTNERS LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VISTA INVESTMENT PARTNERS LLC

TRUST BUT VERIFY

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