William J. Lillwitz

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Skokie, IL 60077

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CRD#: 1255042

Professional summary

William John Lillwitz, CFP®, who also goes by Bill Lillwitz, is a registered financial advisor currently at UHLMANN INVESTMENT MANAGEMENT, L.L.C. located in Skokie, Illinois and UHLMANN PRICE SECURITIES, LLC located in Skokie, Illinois.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. William has worked at 12 firms and has passed the Series 63, SIE, Series 34, Series 3, Series 7, Series 55, Series 6, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Lillwitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FINRA Arbitrator, Started 01/2016, 0-5 hrs per month investment related, may occur during market hours. Lillwitz Financial, LLC. Started 05/2918 (approved 04/2018), 0-5 HRS PER MONTH, NOT INVESTMENT RELATED, MAY OCCUR DURING MARKET HOURS. Uhlmann Investment Management LLC, is Investment Related, 303 W Madison Street, Suite 1700, Chicago, IL, 60606, United States, Investment Advisor Services, Advisor, 01/19/2021, 5 hours per month, 1 hours per month during trading hours, Fee Based Compensation, UIM is owned by UP Securities to serve their advisory clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William John Lillwitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

January 19, 2021 - Present

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Office #1: 5202 Old Orchard Road Suite 250, Skokie, IL 60077

RIA

CRD#: 118025

Skokie, IL

Current

January 19, 2021 - Present

UHLMANN PRICE SECURITIES, LLC

Office #1: 5202 Old Orchard Road Suite 250, Skokie, IL 60077

CRD#: 42854

Skokie, IL

Past

January 2, 2019 - December 31, 2019

FOREST SECURITIES,INC.

CRD#: 16255

HILLSIDE, IL

Past

September 8, 2016 - January 19, 2021

AVELLINO FINANCIAL ADVISORS, INC.

RIA

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

PERPETUAL WEALTH MANAGEMENT | UHLMANN INVESTMENT MANAGEMENT, LLC | UHLMANN INVESTMENT MANAGEMENT, L.L.C. | UHLMANN INVESTMENT MANAGEMENT, L.L.C.

CRD#: 118025 / SEC#: 801-113188

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

Arizona

Registered Investment Advisory firm - (8/15/2017 Approved)

Georgia

Registered Investment Advisory firm - (7/28/2017 Terminated)

Illinois

Registered Investment Advisory firm - (5/7/2018 Terminated)

Indiana

Registered Investment Advisory firm - (11/18/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (11/18/2014 Terminated)

Michigan

Registered Investment Advisory firm - (8/1/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/19/2021)

IAR

Arizona
(3/31/2021)

Florida
(2/3/2021)

IAR

Florida
(10/29/2021)

Illinois
(1/19/2021)

IAR

Illinois
(1/19/2021)

Indiana
(1/19/2021)

IAR

Indiana
(1/19/2021)

Kentucky
(1/19/2021)

Michigan
(1/19/2021)

IAR

Michigan
(1/19/2021)

Missouri
(1/19/2021)

IAR

Missouri
(10/19/2021)

IAR

Oregon
(9/30/2022)

Oregon
(3/9/2023)

Texas
(1/19/2021)

IAR

Texas
(1/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

PERPETUAL WEALTH MANAGEMENT | UHLMANN INVESTMENT MANAGEMENT, LLC | UHLMANN INVESTMENT MANAGEMENT, L.L.C. | UHLMANN INVESTMENT MANAGEMENT, L.L.C.

CRD#: 118025 / SEC#: 801-113188

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

Arizona

Registered Investment Advisory firm - (8/15/2017 Approved)

Georgia

Registered Investment Advisory firm - (7/28/2017 Terminated)

Illinois

Registered Investment Advisory firm - (5/7/2018 Terminated)

Indiana

Registered Investment Advisory firm - (11/18/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (11/18/2014 Terminated)

Michigan

Registered Investment Advisory firm - (8/1/2017 Terminated)

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Contact information

Main Address

5202 Old Orchard Road Suite 250, Skokie, IL 60077

Mailing Address

Phone number

(312) 264-4400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UHLMANN INVESTMENT MANAGEMENT ADV II 11/05/2025 (11/5/2025)

MAUREEN MACKOWSKI ADV 2B (10/16/2025)

BAER_ADV PART 2B (3/24/2025)

DILLON_ADV PART 2B (3/24/2025)

FINKEL_ADV PART2B (3/24/2025)

DOODY_ADV PART 2B (3/24/2025)

GORDON FALLONE (3/24/2025)

WILLIAM LILLWITZ ADV PART 2B (3/24/2025)

HERMANN ADV PART 2B (3/24/2025)

03.30.2023 UHLMANN INVESTMENT MANAGEMENT LLC (3/24/2025)

ARMOUR_ADV PART 2B (3/24/2025)

KONN_ADV PART 2B (3/24/2025)

JAMES KOZAK (3/24/2025)

Regulatory assets under management

Total Number of Accounts	321
AUM (Assets Under Management)	$ 241,656,376

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William J. Lillwitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William John Lillwitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

UHLMANN PRICE SECURITIES, LLC

FOREST SECURITIES,INC.

AVELLINO FINANCIAL ADVISORS, INC.

FOREST SECURITIES,INC.

TRADESTATION SECURITIES, INC.

EDWARD JONES

LASALLE CAPITAL, L.L.C.

MELVIN SECURITIES, L.L.C.

MELVIN SPECIALISTS, L.L.C.

MELVIN SECURITIES, L.L.C.

INVEST FINANCIAL CORPORATION

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/13/2013

SIE

Date: 10/1/2018

Series 34

Date: 10/9/2013

Series 3

Date: 9/27/2013

Series 7

Date: 9/6/2013

Series 55

Date: 5/14/2001

Series 6

Date: 2/10/1989

Series 27

Date: 7/25/2006

Series 24

Date: 1/25/2000

FINRA

Current Firm

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

TRUST BUT VERIFY

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