Theodore M. Lowicki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Michael Lowicki III, who also goes by Ted Michael Lowicki III, Ted Michael Lowicki, Theodore Michael Lowicki, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1991. Theodore had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2019 - June 27, 2023
CLSA AMERICAS, LLC
October 3, 2017 - August 30, 2019
J.P. MORGAN SECURITIES LLC
July 27, 2015 - September 12, 2017
DEUTSCHE BANK SECURITIES INC.
March 27, 2013 - February 25, 2015
SG AMERICAS SECURITIES, LLC
March 11, 2003 - March 20, 2013
CREDIT SUISSE SECURITIES (USA) LLC
January 30, 2003 - February 21, 2003
BNY CLEARING SERVICES LLC
July 21, 1999 - August 8, 2000
CREDIT AGRICOLE SECURITIES (USA) INC.
May 27, 1998 - July 20, 1999
HSBC SECURITIES (USA) INC.
October 14, 1991 - January 11, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/27/2006
Limited Representative-Equity Trader ExamCurrent Firm
CLSA AMERICAS, LLC
CRD#: 165533 / SEC#: , 8-69166
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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