Mark E. Soloway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Elliott Soloway, who also goes by Mark E Soloway, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1988. Mark had worked at 16 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2016 - June 4, 2018
CG CAPITAL MARKETS, LLC
June 28, 2013 - April 2, 2014
PENSERRA SECURITIES, LLC
February 24, 2012 - April 1, 2013
COHEN & COMPANY SECURITIES, LLC
August 10, 2011 - February 17, 2012
COHEN & COMPANY CAPITAL MARKETS, LLC
February 10, 2010 - August 16, 2011
STORMHARBOUR SECURITIES LP
May 13, 2008 - February 5, 2010
MAXIM GROUP LLC
January 7, 2008 - May 12, 2008
DINOSAUR FINANCIAL GROUP, L.L.C
March 22, 2005 - October 24, 2007
JEFFERIES LLC
August 14, 2002 - March 3, 2005
ABN AMRO INCORPORATED
September 6, 2000 - July 29, 2002
BROADPOINT DESCAP
August 3, 1999 - August 30, 2000
WEST SIDE CAPITAL, LLC
April 6, 1995 - December 19, 1997
CITIGROUP GLOBAL MARKETS INC.
March 13, 1990 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
March 13, 1990 - March 16, 1995
LEHMAN GOVERNMENT SECURITIES INC.
March 13, 1990 - March 16, 1995
LEHMAN BROTHERS INC.
June 21, 1988 - August 30, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CG CAPITAL MARKETS, LLC
CRD#: 35513 / SEC#: , 8-46710
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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