Paul L. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Lawrence Wilson, who also goes by Paul L Wilson, Paul Wilson, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2015 - August 23, 2017
HAZARD & SIEGEL, INC.
September 20, 2012 - August 28, 2014
ALLSTATE FINANCIAL SERVICES, LLC
June 5, 2002 - September 11, 2012
LEIGH BALDWIN & CO., LLC
January 20, 1999 - June 19, 2002
NEW ENGLAND SECURITIES
June 20, 1984 - December 16, 1998
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
