Bonnie W. Hollings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bonnie Williams Hollings, who also goes by Bonnie Ann Williams, Bonnie Anne Williams, was a registered financial professional .
Bonnie is a previously registered financial professional and started their career in finance in 1984. Bonnie had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2010 - September 6, 2018
NEXT FINANCIAL GROUP, INC.
February 2, 2009 - January 4, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 21, 2006 - February 19, 2009
CITIGROUP GLOBAL MARKETS INC.
November 23, 1999 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
October 1, 1999 - December 21, 1999
WELLS FARGO CLEARING SERVICES, LLC
May 3, 1996 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
May 30, 1989 - May 11, 1996
J.C. BRADFORD & CO.
October 14, 1988 - June 20, 1989
WACHOVIA SECURITIES, INC.
May 3, 1984 - October 14, 1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEXT FINANCIAL GROUP, INC.
CRD#: 46214 / SEC#: 801-56786, 8-51356
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 16,805 |
| AUM (Assets Under Management) | $ 3,769,456,133 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
