Juan Consuegra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Consuegra, who also goes by John Consuegra, was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 1988. Juan had worked at 14 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2007 - August 21, 2007
VECTORGLOBAL WMG
June 29, 2006 - March 15, 2007
BULLTICK INVESTMENTS, LLC
May 19, 2006 - July 3, 2006
BANORTE SECURITIES INTERNATIONAL, LTD.
March 24, 2005 - September 7, 2005
IATMARKETS LLC
March 1, 2005 - August 11, 2005
GFP BROKER-DEALER, INC.
February 1, 2005 - February 20, 2007
GENEVA CAPITAL CORP.
September 13, 2004 - October 14, 2004
THE REID GROUP LLC
December 3, 2002 - September 2, 2003
SAFRA SECURITIES LLC
July 16, 2002 - December 14, 2012
DIVERSITY INVESTMENT CORP.
March 9, 2000 - April 29, 2002
BANORTE SECURITIES INTERNATIONAL, LTD.
September 18, 1997 - February 25, 2000
BBA ICATU SECURITIES INC.
March 20, 1997 - October 7, 1997
RENCAP SECURITIES, INC.
August 30, 1993 - January 16, 1997
BANORTE SECURITIES INTERNATIONAL, LTD.
November 24, 1992 - December 2, 1993
INVEX, LLC.
April 18, 1991 - November 20, 1992
BBVA SECURITIES INC.
May 17, 1988 - April 24, 1990
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VECTORGLOBAL WMG
CRD#: 32396 / SEC#: , 8-45715
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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