Craig D. Truitt

CANAL CAPITAL MANAGEMENT

Richmond, VA 23219

Some features on this profile are disabled

CRD#: 1254434

Professional summary

Craig David Truitt is a registered financial advisor currently at CANAL CAPITAL MANAGEMENT, LLC located in Richmond, Virginia.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Craig has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HAXALL POINT II, GP LLC; INVESTMENT RELATED; MANAGING MEMBER, 05/2016 - PRESENT; 2) HAXALL INSTITUTIONAL PARTNERS I, LLC, MANAGING MEMEBR, 08/2020 - PRESENT; 3) HAXALL INSTITUTIONAL PARTNERS II, LLC, MANAGING MEMEBR, 08/2020 - PRESENT; 4) EASTMOUNTAIN, LLC; NOT INVESTMENT RELATED; MANAGING MEMBER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig David Truitt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 24, 2014 - Present

CANAL CAPITAL MANAGEMENT, LLC

Office #1: 9 South 5th Street, Richmond, VA 23219

RIA

CRD#: 164971

Richmond, VA

Past

July 26, 2012 - October 23, 2013

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

RICHMOND, VA

Past

May 16, 1984 - February 28, 1992

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANAL CAPITAL MANAGEMENT, LLC

CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971 / SEC#: 801-77036

RIA

Registered Investment Advisory firm - (8/21/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(11/24/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/25/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/15/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CANAL CAPITAL MANAGEMENT, LLC

CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971 / SEC#: 801-77036

RIA

Registered Investment Advisory firm - (8/21/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9 South 5th Street, Richmond, VA 23219

Mailing Address

Phone number

(804) 325-1450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANAL CAPITAL MANAGEMENT ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,870
AUM (Assets Under Management)	$ 1,200,435,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Karen Jones

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Richmond, VA

Joseph Mcvey

UBS FINANCIAL SERVICES INC.

IAR

Powhatan, VA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Craig D. Truitt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig David Truitt's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE DISTRIBUTORS LLC

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

CANAL CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/2014

Series 63

Date: 8/10/2012

Series 7

Date: 7/25/2012

Series 6

Date: 5/15/1984

Current Firm

CANAL CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANAL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors