Steven K. Neff

LONG BRIDGE CAPITAL MANAGEMENT

Mead, WA

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CRD#: 1254281

Professional summary

Steven King Neff, who also goes by Steve Neff, is a registered financial advisor currently at LONG BRIDGE CAPITAL MANAGEMENT located in Mead, Washington.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Steven has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Neff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Steve serves on the loan committee for Ignite Northwest, a Spokane, Washington-based incubator. Mr. Neff also volunteers as a co-manager for Springboard, a regional organization that assists early-stage companies. Mr. Neff has held several NASSA security licenses including Series 63 and Series 65 and earned a Certified Investment Management Analyst (CIMA) designation. He graduated from the University of Nebraska at Kearney with a BA in Business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven King Neff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2022 - Present

LONG BRIDGE CAPITAL MANAGEMENT

RIA

CRD#: 305952

Mead, WA

Past

August 8, 2018 - July 12, 2021

WEALTHMARK, LLC

RIA

CRD#: 144948

Mead, WA

Past

July 25, 2016 - July 26, 2018

NBC PARDNERS

RIA

CRD#: 281707

MEAD, WA

Past

November 22, 2004 - January 24, 2013

SIGNIA CAPITAL MANAGEMENT

RIA

CRD#: 121505

SPOKANE, WA

Past

July 5, 1989 - July 1, 2004

ICM ASSET MANAGEMENT INC

RIA

CRD#: 105046

SPOKANE , WA

Past

June 17, 1986 - February 23, 1989

CIMMARON SECURITIES CORPORATION

CRD#: 17107

Past

May 31, 1984 - May 13, 1986

FIRST MID-CONTINENT SECURITIES, INC.

CRD#: 10717

Past

April 10, 1984 - May 29, 1985

DIMENSION SECURITIES, LTD.

CRD#: 8730

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(7/18/2022)

IAR

Washington
(7/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 4/9/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/23/1986

General Securities Principal Examination

Current Firm

LONG BRIDGE CAPITAL MANAGEMENT

7B ADVISORS LLC | LONG BRIDGE CAPITAL MANAGEMENT, LLC | LONG BRIDGE CAPITAL MANAGEMENT

CRD#: 305952 / SEC#:

Idaho

Registered Investment Advisory firm - (11/25/2019 Approved)

Washington

Registered Investment Advisory firm - (11/21/2019 Approved)

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Contact information

Main Address

Spokane, WA

Mailing Address

3721 North Idaho Road, Liberty Lake, WA 99019

Phone number

(509) 991-0024

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 40,307,198

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven K. Neff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven King Neff's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHMARK, LLC

NBC PARDNERS

SIGNIA CAPITAL MANAGEMENT

ICM ASSET MANAGEMENT INC

CIMMARON SECURITIES CORPORATION

FIRST MID-CONTINENT SECURITIES, INC.

DIMENSION SECURITIES, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2015

Series 63

Date: 4/9/1984

Series 7

Date: 12/14/1985

Series 22

Date: 4/9/1984

Series 24

Date: 1/23/1986

Current Firm

LONG BRIDGE CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LONG BRIDGE CAPITAL MANAGEMENT

TRUST BUT VERIFY

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