Peter F. Luczak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Francis Luczak was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1984. Peter had worked at 6 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2018 - October 2, 2019
WEALTHONE, LLC
August 19, 2016 - October 21, 2019
LPL FINANCIAL LLC
April 18, 2011 - August 22, 2016
VOYA FINANCIAL ADVISORS, INC.
April 17, 2002 - April 19, 2011
SECURITIES AMERICA, INC.
April 21, 1995 - April 30, 2002
NATHAN & LEWIS SECURITIES, INC.
April 27, 1984 - April 25, 1995
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 9/10/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
WEALTHONE, LLC
CRD#: 284679 / SEC#: 801-108219
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,265 |
| AUM (Assets Under Management) | $ 382,150,015 |
Red Flags
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