Marvin C. Weeks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin Carroll Weeks was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 1985. Marvin had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2016 - October 7, 2016
ESSEX SECURITIES LLC
March 3, 2006 - December 31, 2013
HBW SECURITIES LLC
December 6, 2003 - December 7, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
February 15, 1985 - October 2, 2003
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
ESSEX SECURITIES LLC
CRD#: 46605 / SEC#: , 8-51472
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
