Louis J. Vigliotti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis John Vigliotti, who also goes by Lou VIgliotti, Louise John Vigliotti, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1984. Louis had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2018 - July 2, 2020
CANDLEWOOD SECURITIES, LLC
June 12, 2003 - April 4, 2016
GE CAPITAL MARKETS, INC.
June 3, 1991 - March 13, 2000
GE CAPITAL MARKETS, INC.
May 22, 1984 - February 5, 1991
MARYLAND NATIONAL LEASECORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 11/10/2022
General Securities Representative ExaminationCurrent Firm
CANDLEWOOD SECURITIES, LLC
CRD#: 126042 / SEC#: , 8-65845
Contact information
FINRA licenses (18 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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