Mary E. Pilkington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Ellen Pilkington, who also goes by Mary Elen Bertrand Ballin, Mary Ellen Bertrand Ballin, Mary Elen Bertrand, Mary Ellen Bertrand, Maryelle Ellen Bertrand, Mary Ellen Bertrandballin, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1984. Mary had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2015 - June 16, 2023
G.DISTRIBUTORS, LLC
April 5, 2001 - June 16, 2023
G.RESEARCH, LLC
December 13, 2000 - March 16, 2001
CITIGROUP GLOBAL MARKETS INC.
February 20, 1996 - June 12, 2000
G.RESEARCH, LLC
November 17, 1994 - January 5, 1996
MORGAN STANLEY DW INC.
February 26, 1992 - October 6, 1994
KIDDER, PEABODY & CO. INCORPORATED
December 6, 1990 - February 7, 1992
GILFORD SECURITIES INCORPORATED
July 21, 1989 - September 18, 1990
JERSEY CAPITAL MARKETS GROUP INC.
November 22, 1988 - April 17, 1989
ROBYNS CAPITAL CORP.
July 10, 1986 - November 21, 1988
J.P. MORGAN SECURITIES LLC
October 24, 1985 - June 25, 1986
ROSE & COMPANY INVESTMENT BROKERS, INC.
April 25, 1984 - July 17, 1985
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G.DISTRIBUTORS, LLC
CRD#: 155071 / SEC#: , 8-68697
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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