Amir L. Ecker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amir Leif Ecker was a registered financial professional .
Amir is a previously registered financial professional and started their career in finance in 1984. Amir had worked at 5 firms and has passed the Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2003 - April 30, 2014
PHILADELPHIA BROKERAGE CORPORATION
January 16, 2002 - December 16, 2002
EMERGING GROWTH EQUITIES, LTD.
April 23, 1990 - January 23, 2002
INVESTEC INC.
August 10, 1984 - April 5, 1990
WILLIAM K. WOODRUFF & COMPANY INCORPORATED
April 18, 1984 - July 26, 1984
ROWE & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PHILADELPHIA BROKERAGE CORPORATION
CRD#: 25534 / SEC#: 801-70757, 8-41788
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDERMOTT, SEAN MICHAEL | PARTNER, CFO, CCO, FINOP, COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL | 4266504 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
