Luis R. Torres
Professional summary
Luis Rafael Torres was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Luis is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Luis had worked at 4 firms, which includes THE PARTNERS FINANCIAL GROUP INC., PRUDENTIAL EQUITY GROUP LLC, MORGAN STANLEY DW INC., FIRST EQUITY CORPORATION OF FLORIDA.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 1995 - August 29, 1997
THE PARTNERS FINANCIAL GROUP, INC.
January 12, 1994 - November 16, 1994
PRUDENTIAL EQUITY GROUP, LLC
November 21, 1991 - January 18, 1994
MORGAN STANLEY DW INC.
June 3, 1991 - November 25, 1991
FIRST EQUITY CORPORATION OF FLORIDA
State Registrations and Notice Filings
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Exams
Current Firm
THE PARTNERS FINANCIAL GROUP, INC.
CRD#: 31979 / SEC#: , 8-45591
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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