Gary E. Prevo

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CRD#: 1253521

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Edward Prevo was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1984. Gary had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 2, 2009 - December 31, 2024

HAZARD & SIEGEL, INC.

CRD#: 2048

MARS, PA

Past

November 30, 2007 - December 31, 2009

WORLD CAPITAL ADVISORS, LLC

RIA

CRD#: 135941

PITTSBURGH, PA

Past

November 23, 2007 - September 25, 2008

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

PITTSBURGH, PA

Past

November 18, 2005 - June 13, 2007

PRINCIPAL SECURITIES, INC.

CRD#: 1137

TAMPA, FL

Past

February 4, 2005 - October 18, 2005

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 22, 2002 - March 8, 2004

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

November 10, 1998 - March 28, 2002

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

January 1, 1997 - November 12, 1998

BMA FINANCIAL SERVICES, INC.

CRD#: 7943

KANSAS CITY, MO

Past

July 6, 1993 - December 31, 1995

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

July 2, 1993 - November 21, 1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

June 3, 1987 - June 28, 1993

G. R. PHELPS & CO., INC.

CRD#: 173

Past

May 1, 1984 - June 11, 1987

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/7/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/1998

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/21/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/30/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/27/1999

General Securities Principal Examination

Current Firm

HAZARD & SIEGEL, INC.

CRD#: 2048 / SEC#: , 8-13942

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

Po Box 157, Syracuse, NY 13214

Phone number

(315) 414-0722

Established

New York since 06/15/1971

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (43 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JOSEPH, ALEXANDER SOTIR JR	CHIEF EXECUTIVE OFFICER	1092307
MULLEN, DAVID MARK	PRESIDENT/CHIEF COMPLIANCE OFFICER	1327419

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary E. Prevo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WORLD CAPITAL ADVISORS, LLC

WORLD CAPITAL BROKERAGE, INC.

PRINCIPAL SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

1717 CAPITAL MANAGEMENT COMPANY

HORNOR, TOWNSEND & KENT, LLC

BMA FINANCIAL SERVICES, INC.

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

G. R. PHELPS & CO., INC.

1717 CAPITAL MANAGEMENT COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/1999

Series 63

Date: 5/7/1984

SIE

Date: 10/1/2018

Series 7

Date: 10/28/1998

Series 22

Date: 9/21/1988

Series 6

Date: 4/30/1984

Series 24

Date: 5/27/1999

Current Firm

HAZARD & SIEGEL, INC.

Contact information

FINRA licenses (43 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HAZARD & SIEGEL, INC.

TRUST BUT VERIFY

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