Michael J. Gebhardt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Gebhardt was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 11 firms and has passed the Series 63, Series 7, Series 62, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2012 - March 12, 2013
AST INVESTOR SERVICES LLC
April 12, 2011 - June 12, 2012
T3 TRADING GROUP, LLC
April 18, 2008 - October 19, 2010
STANDARD CREDIT SECURITIES INC.
April 7, 2004 - May 15, 2008
GFI SECURITIES LLC
February 12, 1992 - February 9, 2004
CHAPDELAINE CORPORATE SECURITIES & CO
September 14, 1988 - November 27, 1989
TULLETT & TOKYO SECURITIES, INC.
July 25, 1987 - July 6, 1988
GARBAN CAPITAL MARKETS LLC
May 19, 1986 - December 15, 1986
ROONEY, PACE INC.
September 4, 1985 - May 19, 1986
BROOKS WEINGER ROBBINS & LEEDS INC.
November 7, 1984 - October 17, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 21, 1984 - December 31, 1984
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 8/14/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
AST INVESTOR SERVICES LLC
CRD#: 155050 / SEC#: , 8-68694
Contact information
Documents
Red Flags
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