David W. Altimont
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David William Altimont was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2021 - May 29, 2024
CREATIVE PLANNING
April 14, 2008 - December 13, 2021
LOCKTON INVESTMENT SECURITIES, LLC
July 27, 2007 - April 11, 2022
LOCKTON INVESTMENT ADVISORS, LLC
January 20, 2006 - August 1, 2007
OSAIC SERVICES, INC.
December 20, 2005 - July 2, 2008
OSAIC SERVICES, INC.
April 14, 2005 - January 4, 2006
WORLD CHOICE SECURITIES, INC.
March 21, 2005 - January 4, 2006
WORLD CHOICE SECURITIES, INC.
August 16, 2004 - January 14, 2005
WOODLANDS ASSET MANAGEMENT INC
August 16, 2004 - January 14, 2005
NAVIGATOR SECURITIES LIMITED
July 11, 2003 - July 8, 2004
MBM SECURITIES, INC.
April 26, 2002 - September 2, 2003
OSAIC WEALTH, INC.
August 9, 2000 - November 20, 2001
STRONG INVESTMENTS, INC.
August 23, 1996 - August 1, 2000
DEAM INVESTOR SERVICES, INC.
October 7, 1987 - December 31, 1995
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
CREATIVE PLANNING
CRD#: 105348 / SEC#: 801-18564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CREATIVE PLANNING
CRD#: 105348 / SEC#: 801-18564
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 269,686 |
| AUM (Assets Under Management) | $ 217,399,324,981 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/27/2025 | ||
| 09/19/2024 | ||
| 01/03/2024 | ||
| 01/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
