Steven M. Pierce
Professional summary
Steven Michael Pierce is a registered financial advisor currently at OAKMONT FINANCIAL SERVICES, L.L.C. located in Mckinney, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Steven has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Michael Pierce's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2001 - Present
OAKMONT FINANCIAL SERVICES, L.L.C.
July 17, 2001 - April 1, 2002
SAMCO FINANCIAL SERVICES, INC.
April 27, 2000 - September 1, 2000
PENSON FINANCIAL SERVICES, INC.
April 27, 2000 - August 14, 2001
SERVICE ASSET MANAGEMENT COMPANY
September 19, 1996 - April 3, 2000
MOMENTUM INDEPENDENT NETWORK INC.
May 12, 1986 - September 11, 1996
A. G. EDWARDS & SONS, INC.
October 3, 1984 - May 27, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 1984 - October 5, 1984
HILLTOP SECURITIES INC.
May 30, 1984 - September 14, 1984
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/18/2001)
Exams
Series 8
Date: 4/19/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
OAKMONT FINANCIAL SERVICES, L.L.C.
CRD#: 115291 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 63 |
| AUM (Assets Under Management) | $ 37,666,721 |
Red Flags
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