Janet E. Bouma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Evelyn Bouma, who also goes by Janet B Bishop, Janet Bouma Bishop, was a registered financial advisor .
Janet is a previously registered financial advisor and started their career in finance in 1984. Janet had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2007 - June 17, 2010
FORTUNE FINANCIAL SERVICES, INC.
November 9, 2005 - February 16, 2007
VICUS CAPITAL, INC.
October 13, 2005 - June 7, 2007
WALNUT STREET SECURITIES, INC.
June 8, 2005 - September 29, 2005
FRAGASSO FINANCIAL ADVISORS
May 8, 2003 - July 25, 2005
LPL FINANCIAL LLC
April 4, 2001 - January 7, 2003
LPL FINANCIAL LLC
October 13, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 13, 1999 - February 27, 2001
EQUITABLE ADVISORS, LLC
June 12, 1998 - October 7, 1998
NATCITY INVESTMENTS, INC.
May 31, 1994 - April 17, 1998
FIRST UNION CAPITAL MARKETS CORP.
September 15, 1989 - March 19, 1990
FIRST UNION CAPITAL MARKETS CORP.
March 6, 1986 - October 3, 1989
BUTCHER & SINGER INC.
August 21, 1984 - June 21, 1985
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
