Stephen C. Hanke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Craig Hanke, who also goes by Steve Craig Hanke, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1985. Stephen had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2004 - July 21, 2005
J.P. TURNER & COMPANY, L.L.C.
January 5, 2000 - July 2, 2004
A. G. EDWARDS & SONS, INC.
April 9, 1999 - January 10, 2000
RAYMOND JAMES & ASSOCIATES, INC.
September 7, 1988 - January 4, 1989
HATTERAS CAPITAL, INCORPORATED
April 18, 1985 - July 13, 1988
LEHMAN BROTHERS INC.
March 19, 1985 - April 18, 1985
ROONEY, PACE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
