Patricia F. Williams

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CRD#: 1253171

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Fitzgerald Williams, who also goes by Patricia Ann Fitzgerald, Patricia Ann Sweeney, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 1985. Patricia had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patricia Ann Fitzgerald | Patricia Ann Sweeney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 21, 2010 - August 14, 2012

PERSIUM ADVISORS, LLC

RIA

CRD#: 128335

ATLANTA, GA

Past

May 23, 2008 - July 2, 2010

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ATLANTA, GA

Past

March 20, 2006 - July 2, 2010

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ATLANTA, GA

Past

December 8, 1989 - May 23, 1991

NYLIFE SECURITIES LLC

CRD#: 5167

Past

April 22, 1989 - September 16, 1989

TRUIST SECURITIES, INC.

CRD#: 6271

Past

October 19, 1987 - April 19, 1989

MARSHALL & CO. SECURITIES, INC.

CRD#: 17942

Past

March 5, 1985 - November 4, 1987

CIBC WORLD MARKETS CORP.

CRD#: 630

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERSIUM ADVISORS, LLC

MADISON SERVICE & CONSULTATION, LLC | WHITE HORSE ADVISORS, LLC | RESOURCES FOR RETIREMENT, INC. | PERSIUM ADVISORS, LLC

CRD#: 128335 / SEC#: 801-71127

RIA

Registered Investment Advisory firm - (3/9/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/1/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/22/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/17/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/1988

General Securities Principal Examination

Current Firm

PERSIUM ADVISORS, LLC

MADISON SERVICE & CONSULTATION, LLC | WHITE HORSE ADVISORS, LLC | RESOURCES FOR RETIREMENT, INC. | PERSIUM ADVISORS, LLC

CRD#: 128335 / SEC#: 801-71127

RIA

Registered Investment Advisory firm - (3/9/2010 Approved)

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Contact information

Main Address

2100 Riveredge Parkway Suite 1230, Atlanta, GA 30328

Mailing Address

Phone number

(678) 322-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - MAR 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	421
AUM (Assets Under Management)	$ 456,271,837

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/16/2025	Cover Page	Report
08/06/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patricia F. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

TRUIST SECURITIES, INC.

MARSHALL & CO. SECURITIES, INC.

CIBC WORLD MARKETS CORP.

Primary Firm SEC Registration

PERSIUM ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/1/2008

Series 63

Date: 6/22/2006

Series 7

Date: 8/21/2008

Series 6

Date: 3/17/2006

Series 24

Date: 3/8/1988

Current Firm

PERSIUM ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERSIUM ADVISORS, LLC

TRUST BUT VERIFY

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