Jay D. Lake

TWENTY TWENTY INVESTMENT ADVISORS

Spokane, WA

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CRD#: 1253117

Professional summary

Jay Dee Lake, CFP® is a registered financial advisor currently at TWENTY TWENTY INVESTMENT ADVISORS, LLC located in Spokane, Washington and ORIGIN INVESTMENT ADVISORY LLC located in Spokane, Washington.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Jay has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TWENTY TWENTY INVESTMENT ADVISORS, LLC / INVESTMENT RELATED / SPOKANE, WA / INVESTMENT ADVISOR / OWNER / NOV 2003 / 150 HOURS PER WEEK / 150 HOURS DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Dee Lake's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

July 30, 2014 - Present

TWENTY TWENTY INVESTMENT ADVISORS, LLC

RIA

CRD#: 128086

Spokane, WA

Current

December 22, 2021 - Present

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

SPOKANE, WA

Past

September 24, 2002 - September 4, 2003

PETERSEN HASTINGS WEALTH ADVISORS, INC.

RIA

CRD#: 110952

KENNEWICK, WA

Past

March 10, 1997 - September 25, 2002

NELSON SECURITIES,INC.

RIA

CRD#: 14377

SPOKANE, WA

Past

February 18, 1994 - September 25, 2002

NELSON SECURITIES,INC.

CRD#: 14377

SPOKANE, WA

Past

June 22, 1988 - April 27, 1993

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TWENTY TWENTY INVESTMENT ADVISORS, LLC

CANNABIS 401K | TWENTY TWENTY INVESTMENT ADVISORS,LLC | TWENTY TWENTY INVESTMENT ADVISORS, LLC | LAKE, JAY DEE | JAY LAKE INVESTMENT MANAGEMENT

CRD#: 128086 / SEC#: 801-131986

RIA

Registered Investment Advisory firm - (2/18/2025 Approved)

Colorado

Registered Investment Advisory firm - (2/28/2025 Terminated)

Idaho

Registered Investment Advisory firm - (2/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (2/24/2025 Terminated)

Washington

Registered Investment Advisory firm - (3/24/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/8/2020)

IAR

Idaho
(9/19/2019)

IAR

Texas
(4/5/2016)

IAR

Washington
(7/30/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/8/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

Current Firm

TWENTY TWENTY INVESTMENT ADVISORS, LLC

CANNABIS 401K | TWENTY TWENTY INVESTMENT ADVISORS,LLC | TWENTY TWENTY INVESTMENT ADVISORS, LLC | LAKE, JAY DEE | JAY LAKE INVESTMENT MANAGEMENT

CRD#: 128086 / SEC#: 801-131986

RIA

Registered Investment Advisory firm - (2/18/2025 Approved)

Colorado

Registered Investment Advisory firm - (2/28/2025 Terminated)

Idaho

Registered Investment Advisory firm - (2/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (2/24/2025 Terminated)

Washington

Registered Investment Advisory firm - (3/24/2025 Terminated)

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Contact information

Main Address

Spokane, WA

Mailing Address

Po Box 30474, Spokane, WA 99223-3007

Phone number

(509) 892-3512

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (1/15/2025)

Regulatory assets under management

Total Number of Accounts	521
AUM (Assets Under Management)	$ 123,393,615

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jay D. Lake

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Dee Lake's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORIGIN INVESTMENT ADVISORY LLC

PETERSEN HASTINGS WEALTH ADVISORS, INC.

NELSON SECURITIES,INC.

NELSON SECURITIES,INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

TWENTY TWENTY INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/1993

Series 63

Date: 7/8/1988

Series 7

Date: 6/18/1988

Current Firm

TWENTY TWENTY INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TWENTY TWENTY INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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