Glenn M. Desort
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Michael Desort, who also goes by Glen Michael Desort, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1984. Glenn had worked at 24 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2013 - July 11, 2014
DAWSON JAMES SECURITIES, INC.
January 5, 2012 - September 23, 2013
REVERE SECURITIES LLC
May 12, 2011 - October 25, 2011
J.P. TURNER & COMPANY, L.L.C.
July 9, 2010 - May 12, 2011
STONEX SECURITIES INC.
October 23, 2008 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
March 31, 2006 - October 24, 2008
VFINANCE INVESTMENTS, INC
September 29, 2003 - April 3, 2006
NEWBRIDGE SECURITIES CORPORATION
June 18, 2003 - October 8, 2003
SEABOARD SECURITIES, INC.
January 30, 2003 - June 19, 2003
PROGRAM TRADING CORP.
January 9, 2003 - October 20, 2003
ELECTRONIC ACCESS DIRECT, INC.
July 8, 2002 - January 23, 2003
SUNSTATE EQUITY TRADING
October 8, 2001 - June 7, 2002
RUMSON CAPITAL, LLC
February 7, 2001 - March 28, 2001
BROADWAY TRADING, LLC
July 2, 1998 - July 13, 1999
BROADWAY TRADING, LLC
September 8, 1997 - June 4, 1998
EQUITYLINE SECURITIES, INC.
July 26, 1993 - May 9, 1997
BARRON CHASE SECURITIES, INC.
July 17, 1991 - July 1, 1993
H.J. MEYERS & CO., INC.
June 26, 1990 - July 18, 1991
BARRON CHASE SECURITIES, INC.
May 18, 1990 - May 30, 1990
FIRST AMERICA EQUITIES CORP.
May 17, 1989 - May 11, 1990
WELLSHIRE SECURITIES, INC.
April 21, 1989 - May 31, 1989
STRATTON OAKMONT INC.
February 21, 1989 - September 13, 1991
MONMOUTH INVESTMENTS, INC.
January 6, 1989 - April 6, 1989
HANIFEN, IMHOFF SECURITIES CORP.
February 2, 1987 - January 9, 1989
SHERWOOD CAPITAL, INC.
November 24, 1986 - January 18, 1989
GRAYSTONE NASH, INC.
January 15, 1986 - November 18, 1986
H.J. MEYERS & CO., INC.
August 31, 1984 - September 25, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/27/2003
Limited Representative-Equity Trader ExamCurrent Firm
DAWSON JAMES SECURITIES, INC.
CRD#: 130645 / SEC#: , 8-66367
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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