Bruce P. Hollway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Patrick Hollway, who also goes by Bruce P Hollway, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1984. Bruce had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - November 1, 2024
FINANCIAL DIMENSIONS GROUP, INC.
June 12, 2012 - December 31, 2012
FINANCIAL DIMENSIONS GROUP, INC.
April 23, 2012 - February 11, 2020
OSAIC WEALTH, INC.
April 20, 2012 - February 11, 2020
OSAIC WEALTH, INC.
October 3, 2007 - April 24, 2012
SIGNATOR INVESTORS, INC.
February 26, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 26, 1996 - April 24, 2012
SIGNATOR INVESTORS, INC.
January 2, 1992 - February 15, 1996
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
November 27, 1990 - October 25, 1991
TITAN/VALUE EQUITIES GROUP, INC.
March 6, 1990 - December 31, 1990
SUNAMERICA SECURITIES, INC.
November 19, 1989 - March 14, 1990
OSAIC WEALTH, INC.
February 16, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 12, 1988 - March 1, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
July 20, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
July 20, 1984 - October 18, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL DIMENSIONS GROUP, INC.
CRD#: 115143 / SEC#: 801-77285
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,105 |
| AUM (Assets Under Management) | $ 2,603,760,951 |
Red Flags
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