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Cynthia M. Giglio

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CRD#: 1252707
CG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cynthia Mary Giglio, who also goes by Cindy Giglio, was a registered financial professional .

Cynthia is a previously registered financial professional and started their career in finance in 1984. Cynthia had worked at 2 firms and has passed the Series 7 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cindy Giglio

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 8, 2016 - November 24, 2025

IHS HEROLD INC.

RIA
CRD#: 127160
Norwalk, CT
Past

May 15, 2012 - December 31, 2015

IHS HEROLD INC.

RIA
CRD#: 127160
NORWALK, CT
Past

December 18, 1984 - May 13, 1985

MIDKIFF & STONE CAPITAL GROUP, INC.

BD
CRD#: 10231

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7
Date: 12/15/1984
General Securities Representative Examination

Current Firm


IH
IHS HEROLD INC.
IHS HEROLD INC. | JOHN S. HEROLD INC.

CRD#: 127160 / SEC#:

Connecticut
Registered Investment Advisory firm - (1/8/2016 Approved)
Louisiana
Registered Investment Advisory firm - (12/31/2015 Failure to Renew)
Massachusetts
Registered Investment Advisory firm - (2/17/2016 Approved)
Texas
Registered Investment Advisory firm - (12/31/2015 Failure to Renew)
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Contact information


Main Address
55 Post Rd. West 2nd Floor, Westport, CT 06880
Mailing Address
Phone number
(203) 847-3344
Established
Firm type
Fiscal year end
# of Employees
34

Documents


Latest Form ADV

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IHS HEROLD INC.

CRD#: 127160

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