Edward A. Mccabe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Anthony Mccabe, who also goes by Ed Mccabe, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1989. Edward had worked at 58 firms and has passed the Series 63, Series 62, Series 57TO, Series 79TO, Series 52TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2023 - September 20, 2023
BALLAST ROCK CAPITAL LLC
March 9, 2023 - September 20, 2023
COLLECTABLE SECURITIES
November 10, 2022 - September 20, 2023
CRUSH SECURITIES LLC
November 3, 2022 - September 20, 2023
VIENNA CAPITAL PARTNERS LLC
October 21, 2021 - September 20, 2023
HARLEY CAPITAL LLC
October 14, 2020 - November 1, 2021
AVANZA CAPITAL MARKETS INC.
February 27, 2020 - April 16, 2020
REDTAIL CAPITAL MARKETS, LLC
July 25, 2018 - August 17, 2018
MONMOUTH CAPITAL MANAGEMENT LLC
June 23, 2018 - March 4, 2019
EASTGATE SECURITIES, LLC
January 3, 2017 - May 14, 2024
REPUBLIC PARTNERS, LLC
November 8, 2016 - May 9, 2024
SECURITIES CLUB BROKER-DEALER, LLC
June 1, 2016 - September 28, 2018
DAKOY CAPITAL MARKETS LLC
November 2, 2015 - October 12, 2023
JAMIESON CORPORATE FINANCE US LLC
September 1, 2015 - January 4, 2016
STATETRUST INVESTMENTS INC.
April 13, 2015 - April 27, 2015
WNJ CAPITAL, INC.
June 18, 2014 - August 11, 2014
GLOBAL ARENA CAPITAL CORP
March 14, 2014 - June 24, 2021
FINANCO SECURITIES, LLC
January 23, 2012 - March 31, 2015
THREADSTONE CAPITAL, LLC
December 19, 2011 - December 31, 2012
TSC DISTRIBUTORS, LLC
October 3, 2011 - October 1, 2019
CFG CAPITAL MARKETS, LLC
September 16, 2011 - May 1, 2012
ARC SECURITIES, LLC
September 16, 2011 - July 26, 2016
MM GLOBAL SECURITIES, INC.
April 1, 2011 - April 30, 2019
AMERICAN TRUST INVESTMENT SERVICES, INC.
January 3, 2011 - July 8, 2019
DE GUARDIOLA ADVISORS, LLC
October 28, 2010 - September 30, 2019
SHARENETT SECURITIES LLC
September 8, 2010 - August 9, 2013
TAYLOR FINANCIAL SERVICES, LLC
August 16, 2010 - November 8, 2016
AVANZA CAPITAL MARKETS INC.
May 19, 2010 - September 29, 2011
GLOBAL OAK CAPITAL MARKETS LLC
March 8, 2010 - January 16, 2013
INTERCOASTAL CAPITAL MARKETS, INC.
February 18, 2010 - March 3, 2023
MANORHAVEN CAPITAL LLC
December 3, 2009 - May 8, 2024
CONSENSUS SECURITIES LLC
October 19, 2009 - November 17, 2009
PRESTIGE FINANCIAL CENTER, INC.
October 12, 2009 - August 1, 2011
ACADEMY SECURITIES, INC.
August 21, 2009 - November 1, 2010
COHEN & COMPANY CAPITAL MARKETS, LLC
June 1, 2009 - September 7, 2023
DRAKE STAR SECURITIES LLC
March 26, 2009 - July 25, 2016
J.W. KORTH & COMPANY
March 25, 2009 - July 29, 2019
SIXPOINT PARTNERS LLC
January 22, 2009 - July 13, 2015
GATE US LLC
January 7, 2009 - June 9, 2014
FINSEC, LLC
January 5, 2009 - January 19, 2012
FOX-DAVIES CAPITAL USA INC.
November 21, 2008 - October 2, 2009
JESUP & LAMONT SECURITIES CORP
October 23, 2008 - February 9, 2009
MCBARRON CAPITAL LLC
September 23, 2008 - December 22, 2020
GEORGE MCKELVEY CO., INC.
September 15, 2008 - March 30, 2009
PRIVATE CONSULTING GROUP, INC.
May 27, 2008 - October 1, 2008
XNERGY FINANCIAL LLC
May 29, 2002 - April 23, 2012
GLC SECURITIES CORP.
July 14, 2000 - January 25, 2001
WYNSTON HILL CAPITAL, LLC
June 6, 2000 - May 6, 2002
FINANCIAL NORTHEASTERN SECURITIES, INC.
April 24, 2000 - January 25, 2001
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
May 4, 1999 - May 11, 2000
SOLID ISG CAPITAL MARKETS, LLC
March 19, 1999 - October 1, 1999
NEW WORLD PARTNERS (A-SPH), LLC
June 15, 1998 - March 25, 1999
APB FINANCIAL GROUP, LLC
January 29, 1996 - March 26, 1998
DUKE & CO., INC.
February 19, 1993 - October 31, 1995
BISYS SHELF B/D (1), INC.
February 19, 1993 - November 2, 1995
FTFD FUND DISTRIBUTOR, INC.
February 18, 1993 - October 30, 1995
BANCWEST INVESTMENT SERVICES, INC.
February 18, 1993 - October 31, 1995
PROFUNDS DISTRIBUTORS, INC.
February 18, 1993 - October 31, 1995
BD COMPLIANCE SOLUTIONS, LLC
April 11, 1989 - June 1, 1992
ADLER COLEMAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
BALLAST ROCK CAPITAL LLC
CRD#: 322170 / SEC#: , 8-70943
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
