Alvaro Rueda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alvaro Rueda, who also goes by Alvaro Rueda Kramer, Alvaro Rveda, was a registered financial professional .
Alvaro is a previously registered financial professional and started their career in finance in 1984. Alvaro had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 5, Series 15, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2017 - April 24, 2019
INSIGNEO ADVISORY SERVICES, LLC
November 15, 2016 - February 14, 2017
INSIGNEO ADVISORY SERVICES, LLC
January 9, 2012 - November 18, 2016
INSIGNEO WEALTH ADVISORS, LLC
December 21, 2011 - August 13, 2019
INSIGNEO SECURITIES, LLC
April 3, 2008 - May 4, 2010
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - May 4, 2010
WELLS FARGO CLEARING SERVICES, LLC
June 8, 1984 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
INSIGNEO ADVISORY SERVICES, LLC
CRD#: 282589 / SEC#: 801-107256
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 9/12/1992
Interest Rate Options ExaminationSeries 15
Date: 5/12/1984
Foreign Currency Options ExaminationSeries 8
Date: 11/24/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INSIGNEO ADVISORY SERVICES, LLC
CRD#: 282589 / SEC#: 801-107256
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,142 |
| AUM (Assets Under Management) | $ 3,612,629,819 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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