Michael G. Hall

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CRD#: 1252492

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Gavin Hall, AIF®, CFA, who also goes by Mike Hall, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) HORSETOOTH FINANCIAL, LLC; OWNER; DBA; START DATE: 1/1/2004. 2.) ALICE HOPE HALL TRUST DTD 2/4/1992; SUCCESSOR TRUSTEE; FIDUCIARY POSITION; START DATE 05/02/2014; 4 HOURS PER MONTH 3.) GERALD HALL TRUST DTD 2/4/1992; SUCCESSOR TRUSTEE; FIDUCIARY POSITION; START DATE 05/02/2014; 4 HOURS PER MONTH. 4.) UPTICK LLC; OWNER; REAL ESTATE; START DATE 06/01/2014; 4 HOURS PER MONTH. 5) GERALD HALL TRUST DTD 02/04/1992; SUCCESSOR TRUSTEE; FIDUCIARY POSITION(TRUSTEE, POA, EXECUTOR, ETC.); START DATE; 05/02/2014; 4 HOURS PER MONTH. 6) NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, LLC - CRD# 126777, INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE, START DATE:10/2022, APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2022, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND FIXED ANNUITIES;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFA

Chartered Financial Analyst

Experience

Past

October 25, 2022 - December 26, 2023

SAGEVIEW ADVISORY GROUP, LLC

RIA

CRD#: 126777

Fort Collins, CO

Past

September 8, 2022 - December 26, 2023

CETERA ADVISORS LLC

CRD#: 10299

FORT COLLINS, CO

Past

November 12, 2020 - December 26, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

FORT COLLINS, CO

Past

July 2, 2012 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

FORT COLLINS, CO

Past

December 7, 1999 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

FORT COLLINS, CO

Past

December 15, 1994 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

FORT COLLINS, CO

Past

October 30, 1991 - December 16, 1994

FIRST AFFILIATED SECURITIES

CRD#: 23737

LA JOLLA, CA

Past

July 19, 1991 - November 5, 1991

DICKINSON & CO.

CRD#: 689

DES MOINES, IA

Past

January 23, 1990 - July 23, 1991

JJC SECURITIES CO., INC.

CRD#: 3144

Past

October 17, 1988 - February 5, 1990

HANIFEN, IMHOFF SECURITIES CORP.

CRD#: 10620

Past

September 1, 1988 - February 5, 1990

HANIFEN, IMHOFF SECURITIES CORP.

CRD#: 10620

Past

June 26, 1987 - October 17, 1988

HANIFEN, IMHOFF INC.

CRD#: 2126

Past

March 29, 1984 - June 30, 1987

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/6/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/30/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/15/1992

General Securities Principal Examination

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

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Contact information

Main Address

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660

Mailing Address

Phone number

(800) 814-8742

Established

Firm type

Fiscal year end

# of Employees

248

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGEVIEW ADVISORY GROUP ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	13,295
AUM (Assets Under Management)	$ 238,552,018,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael G. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST AFFILIATED SECURITIES

DICKINSON & CO.

JJC SECURITIES CO., INC.

HANIFEN, IMHOFF SECURITIES CORP.

HANIFEN, IMHOFF SECURITIES CORP.

HANIFEN, IMHOFF INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SAGEVIEW ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/6/1984

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1984

Series 51

Date: 4/30/2004

Series 24

Date: 6/15/1992

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGEVIEW ADVISORY GROUP, LLC

TRUST BUT VERIFY

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