Samuel L. Bowman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Lee Bowman III was a registered financial advisor .
Samuel is a previously registered financial advisor and started their career in finance in 1984. Samuel had worked at 6 firms and has passed the Series 65, Series 63 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2001 - January 4, 2010
BAYSWATER ASSOCIATES, INC.
October 2, 1990 - April 1, 1998
PORTFOLIO MANAGEMENT, INC.
April 4, 1989 - February 14, 1990
R.M. DUNCAN SECURITIES, INC.
June 6, 1985 - December 5, 1988
BOWMAN & COMPANY INCORPORATED
November 12, 1984 - May 10, 1985
ECONOMICS & CAPITAL RESOURCES GROUP, INC.
April 2, 1984 - June 25, 1984
STEPHENS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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