Theresa P. Kraser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theresa Pehmoeller Kraser, who also goes by Terry Kraser, Theresa Kraser, was a registered financial professional .
Theresa is a previously registered financial professional and started their career in finance in 1985. Theresa had worked at 7 firms and has passed the Series 65, Series 63, Series 50, Series 52 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2019 - February 3, 2020
BAKER TILLY INVESTMENT SERVICES
March 11, 2013 - November 27, 2019
SPRINGSTED INVESTMENT ADVISORS INCORPORATED
January 2, 2012 - December 13, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 1, 1999 - January 3, 2011
DOMINION CAPITAL GROUP INC.
November 22, 1996 - December 31, 1997
KESSLER & COMPANY INVESTMENTS, INC.
October 5, 1990 - July 5, 1995
NTB FINANCIAL CORPORATION
July 24, 1985 - September 26, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BAKER TILLY INVESTMENT SERVICES
CRD#: 300822 / SEC#: 801-114838
Contact information
Red Flags
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