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CS

Clayton A. Stockett

FOURBRIDGES SECURITIES
CHATTANOOGA, TN 37402
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CRD#: 1252131
CS

Professional summary


Clayton Andrew Stockett, who also goes by Clayton Andy Stockett, is a registered financial professional currently at FOURBRIDGES SECURITIES, LLC located in Chattanooga, Tennessee.

Clayton is registered as a RR (Registered Representative) and started their career in finance in 1984. Clayton has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Clayton Andy Stockett

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Clayton Andrew Stockett's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 1, 2010 - Present

FOURBRIDGES SECURITIES, LLC

Office #1: 735 Broad Street, Suite 1204, Chattanooga, TN 37402Office #2: 735 Broad Street, Suite 1204, Chattanooga, TN 37402
BD
CRD#: 150806
CHATTANOOGA, TN
Past

November 9, 2006 - February 23, 2010

BROWN ASSOCIATES, INC.

BD
CRD#: 5049
CHATTANOOGA, TN
Past

May 24, 1995 - May 7, 1997

MID-ATLANTIC SECURITIES, INC.

BD
CRD#: 18836
RALEIGH, NC
Past

January 13, 1992 - May 24, 1993

MID-ATLANTIC SECURITIES, INC.

BD
CRD#: 18836
RALEIGH, NC
Past

April 18, 1984 - December 18, 1991

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(2/19/2010)
RR
Tennessee
(2/8/2010)

Exams


State Security Law Exam
RR
Series 63
Date: 11/21/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FS
FOURBRIDGES SECURITIES, LLC
FOURBRIDGES CAPITAL ADVISORS, LLC | FOURBRIDGES SECURITIES, LLC

CRD#: 150806 / SEC#: , 8-68298

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information


Main Address
735 Broad Street, Suite 1204, Chattanooga, TN 37402
Mailing Address
735 Broad Street, Suite 1204, Chattanooga, TN 37402
Phone number
(423) 266-7490
Established
Tennessee since 03/25/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
FOURBRIDGES HOLDINGS, LLCOWNER
ROWE, CHRISTOPHER DOUGLASFINOP, CFO, CHIEF COMPLIANCE OFFICER5324883
STOCKETT, CLAYTON ANDREWCEO, MANAGING PARTNER1252131

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FOURBRIDGES SECURITIES, LLC

CRD#: 150806Chattanooga, TN 37402

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