Ronald J. Folk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald John Folk was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1985. Ronald had worked at 18 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2003 - November 12, 2021
KOVACK SECURITIES INC.
August 19, 1998 - November 19, 2003
THE CONCORD EQUITY GROUP, LLC
May 1, 1997 - June 22, 1998
SHARPE CAPITAL, INC.
March 16, 1995 - April 30, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
February 17, 1995 - March 14, 1995
FIRST MONTAUK SECURITIES CORP.
October 3, 1994 - February 23, 1995
MERIDIAN, DUNHILL & CO., INC.
April 4, 1994 - October 3, 1994
DUNHILL EQUITIES, INC.
February 12, 1991 - December 8, 1993
GOLDIS FINANCIAL GROUP, INC.
September 25, 1990 - March 14, 1991
J. GREGORY & COMPANY, INC.
June 26, 1990 - September 26, 1990
A.J. MICHAELS & CO., LTD.
June 14, 1990 - July 3, 1990
M. D. HUDSON & CO., INC.
May 21, 1990 - June 12, 1990
PRENTICE SECURITIES, INCORPORATED
October 30, 1989 - August 9, 1990
KIRLIN SECURITIES INC.
September 22, 1989 - November 16, 1989
USLIFE EQUITY SALES CORP.
October 3, 1988 - September 28, 1989
EMANUEL AND COMPANY
November 6, 1986 - October 25, 1988
AUSTIN SECURITIES, INC.
June 28, 1985 - July 29, 1985
MCKINNEY FOLK INC.
June 28, 1985 - September 2, 1986
RICHARDSON GREENSHIELDS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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