Neal J. Solomon
WEALTHPRO
Gloversville, NY
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CRD#: 1251922
Professional summary
Neal Jay Solomon, CFP®, ChFC®, CLU® is a registered financial advisor currently at WEALTHPRO, LLC located in Gloversville, New York and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Gloversville, New York.
Neal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Neal has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Education Planning
Employee and Employer Plan Ben...
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Neal J. Solomon Position: Owner Nature: Occasionally sell internet domain names that I own. Investment Related: No Hours: Less than 1% of time. Securities Trading Hours: Less than 1% of time. Start Date: 2000 Address: 15 First Avenue, Gloversville, NY 12078 Description: No active duties, only sell domains I own on occasion. Name: SoloStorm Enterprises (Neal J. Solomon, DBA) Position: Owner Nature: Assumed name intended to be used for supporting operations for businesses operated by Neal &/or Robin Solomon such as contracting with employees who may serve businesses operated by Mr. or Dr. Solomon, or both. Investment Related: No Hours: Varies based on need. Securities Trading Hours: Varies based on need. Start Date: 08/2009 Address: 15 First Avenue, Gloversville, NY 12078 Description: Owner Name: WealthPro, LLC Position: Managing Member, Managing Director, Manager, Chief Compliance Officer, Owner Nature: Registered Investment Advisor - Financial Planning - Also WealthPro, LLC is a licensed insurance agency. Investment Related: Yes Hours: 190 Securities Trading Hours: 130 Start Date: 07/2003 Address: 15 First Avenue, Gloversville, NY 12078 Description: Operate the entire firm and offer services to clients. Name: Neal J. Solomon Position: Owner Nature: Expert witness and consultant. Investment Related: Yes Hours: Varies based on need, most months will be zero. Securities Trading Hours: Varies based on need, most months will be zero. Start Date: 01/2002 Address: 15 First Avenue, Gloversville, NY 12078 Description: Offer opinions as an expert in support of litigation and/or at a hearing. Name: Hearing Care Resources, LLC ("HCR") Position: Officer Nature: Audiology practice and hearing instrument dispenser. Investment Related: No Hours: Varies based on need. Securities Trading Hours: Varies based on need. Start Date: 07/2009 Address: 12 Mountain Ledge Drive, Suite #2, Wilton, New York 12831 Description: Chief financial officer and manager. Name: DBA "Solomon Associates" Position: Owner Nature: Umbrella name used for various financial services functions. Investment Related: Yes Hours: 7 Securities Trading Hours: 3 Start Date: 07/1983 Address: 15 First Avenue, Gloversville, NY 12078 Description: It is a DBA for me as an individual, Insurance Agent, RR at SFA, And IAR at WealthPro, LLC. Name: Neal Solomon Position: Owner Nature: Owner of commercial property. Investment Related: No Hours: 2 Securities Trading Hours: 1 Start Date: 06/1988 Address: 15 First Avenue, Gloversville, NY 12078 Description: Personally own real estate.
CRS (Client Relationship Summary) - RIA
Click below to view Neal Jay Solomon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
February 3, 2021 - Present
WEALTHPRO, LLC
Office #2: 12 Mountain Ledge Drive Suite 2, Wilton, NY 12831RIA
CRD#: 127907
Gloversville, NY
Current
January 3, 2005 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 15 First Avenue, Gloversville, NY 12078Office #2: 12 Mountain Ledge Suite 2, Wilton, NY 12831RIA
BD
CRD#: 126514
Gloversville, NY
Past
January 2, 2014 - January 10, 2022
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
ATLANTA, GA
Past
May 22, 2013 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
ATLANTA, GA
Past
January 4, 2011 - December 31, 2011
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
ATLANTA, GA
Past
April 16, 2009 - December 31, 2009
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
ATLANTA, GA
Past
November 9, 2006 - December 31, 2007
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
ATLANTA, GA
Past
February 19, 2003 - February 20, 2003
LINCOLN INVESTMENT
RIA
CRD#: 519
GLOVERSVILLE, NY
Past
March 7, 1988 - December 31, 2004
LINCOLN INVESTMENT
BD
CRD#: 519
FORT WASHINGTON, PA
Past
April 24, 1986 - March 17, 1988
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
Past
August 2, 1985 - March 14, 1988
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Past
April 26, 1984 - August 12, 1985
LEGEND CAPITAL CORPORATION
BD
CRD#: 4149
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WL
WEALTHPRO, LLC
SOLOMON ASSOCIATES | WEALTHPRO, LLC
CRD#: 127907 / SEC#: 801-63064
RIA
Registered Investment Advisory firm - (4/23/2004 Approved)New York
Registered Investment Advisory firm - (4/27/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2005)
RR
Colorado(1/4/2006)
RR
Florida(1/3/2005)
RR
New Hampshire(11/26/2012)
RR
New York(1/3/2005)
IAR
New York(2/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WL
WEALTHPRO, LLC
SOLOMON ASSOCIATES | WEALTHPRO, LLC
CRD#: 127907 / SEC#: 801-63064
RIA
Registered Investment Advisory firm - (4/23/2004 Approved)New York
Registered Investment Advisory firm - (4/27/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Gloversville, NY
Mailing Address
Po Box 1224, Gloversville, NY 12078
Phone number
(518) 725-6111
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 313 |
| AUM (Assets Under Management) | $ 48,111,048 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
