Warren H. Lamond
Professional summary
Warren Howard Lamond JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Warren is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Warren had worked at 10 firms, which includes C.A. ATLANTIC SECURITIES INC., BARRON CHASE SECURITIES INC., DUNHILL EQUITIES INC., H.J. MEYERS & CO. INC., DICKINSON & CO., MOORS & CABOT INC., DETWILER FENTON & CO., FAHNESTOCK INTERNATIONAL INC., ADVEST INC., PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 1996 - April 29, 1997
C.A. ATLANTIC SECURITIES, INC.
June 3, 1994 - January 18, 1995
BARRON CHASE SECURITIES, INC.
March 26, 1994 - June 15, 1994
DUNHILL EQUITIES, INC.
September 22, 1993 - March 15, 1994
H.J. MEYERS & CO., INC.
July 2, 1991 - October 15, 1993
DICKINSON & CO.
April 15, 1991 - June 28, 1991
MOORS & CABOT, INC.
December 17, 1990 - April 22, 1991
DETWILER FENTON & CO.
February 3, 1987 - August 17, 1987
FAHNESTOCK INTERNATIONAL INC.
October 9, 1986 - December 3, 1986
ADVEST, INC.
March 22, 1984 - August 11, 1986
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
C.A. ATLANTIC SECURITIES, INC.
CRD#: 16358 / SEC#: , 8-33774
Contact information
Documents
Red Flags
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