Mark D. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark David Long was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 1992 - May 22, 1993
PACIFIC CORTEZ SECURITIES INCORPORATED
April 27, 1992 - September 2, 1992
DEL MAR SECURITIES, INC.
March 19, 1992 - April 14, 1992
FAIRCHILD FINANCIAL GROUP, INC.
October 17, 1991 - January 22, 1992
FIRST AMERICAN BILTMORE SECURITIES, INC.
June 21, 1991 - August 20, 1991
ADAMS SECURITIES, INC.
October 4, 1990 - March 27, 1991
FIRST CHOICE SECURITIES CORP.
March 9, 1990 - April 24, 1990
FIRST GATEWAY SECURITIES INC.
April 6, 1989 - October 14, 1989
MARSHALL DAVIS, INC.
July 21, 1987 - January 26, 1988
POWER SECURITIES CORPORATION
March 18, 1986 - April 18, 1988
NORTH AMERICAN CAPITAL CORPORATION
February 26, 1986 - March 7, 1986
WALL STREET WEST, INC.
July 15, 1985 - January 1, 1986
FIRST EASTERN SECURITIES CORPORATION
April 9, 1984 - April 25, 1985
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
