John Stracquadanio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Stracquadanio was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2005 - March 22, 2006
GEORGESON SECURITIES CORPORATION
April 12, 2005 - September 2, 2005
TEMPER OF THE TIMES INVESTOR SERVICES, INC.
July 18, 2001 - August 2, 2004
BNY INVESTMENT CENTER INC.
September 15, 1998 - February 2, 2001
TASIN & COMPANY, INC.
March 4, 1996 - June 17, 1998
CAPITAL PLANNING ASSOCIATES, INC.
April 14, 1993 - August 25, 1994
SMITH, BENTON & HUGHES, INC.
December 22, 1989 - April 22, 1993
PARS SECURITIES, INC.
February 12, 1986 - November 28, 1989
MARSHALL DAVIS, INC.
August 9, 1985 - January 24, 1986
COLUMBUS CAPITAL CORP.
November 16, 1984 - August 5, 1985
BLINDER, ROBINSON & CO., INC.
March 22, 1984 - August 30, 1984
FIRST INTERREGIONAL EQUITY CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GEORGESON SECURITIES CORPORATION
CRD#: 46749 / SEC#: , 8-51538
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEORGESON LLC | 100% OWNER | |
| CHASSE, JEFFREY GEORGE | ASSISTANT TREASURER | 6383899 |
| CLEMONS, GREGORY JOE | ASSISTANT TREASURER | 7162929 |
| FRIERSON, SHEILA | BOARD DIRECTOR | 7463457 |
| FROMBERG, ROBERT MARC | SECRETARY | 6034320 |
| GRUBER, CATHERINE | ASSISTANT TREASURER | 7658317 |
| MOCOGNI, SHAWNA LEIGH | ASSISTANT TREASURER | 7164315 |
| NISLEY, CYNTHIA BLOUNT | PRESIDENT/DIRECTOR | 5369413 |
| PARK, JIN SOO | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, AND FINANCIAL AND OPERATIONS PRINCIPAL | 4836106 |
| TSOUNAKIS, IAKOVOS | CHIEF COMPLIANCE OFFICER | 3259778 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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