Walter M. Levi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Morris Levi was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1984. Walter had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2007 - February 13, 2015
LEVI FINANCIAL GROUP LLC
August 31, 1989 - July 9, 2007
INVESTACORP, INC.
July 14, 1986 - September 5, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 15, 1984 - July 9, 1986
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEVI FINANCIAL GROUP LLC
CRD#: 144381 / SEC#: 801-68073
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
