Brooks C. Sackett

CHIEF CAPITAL MANAGEMENT,

SAN JOSE, CA

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CRD#: 1250855

Professional summary

Brooks Charles Sackett, CFP® is a registered financial advisor currently at CHIEF CAPITAL MANAGEMENT, INC located in San Jose, California.

Brooks is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Brooks has worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHIEF CAPITAL MANAGEMENT, INC. INVESTMENT RELATED. 1581 CAMINO MONDE, SAN JOSE, CA. RIA. POSITION-PRESIDENT. DUTIES-INVESTMENT ADVISORY. 160 HOURS/MONTH. 120 HOURS/MONTH DURING TRADING HOURS. MR. SACKETT IS A LICENSED INSURANCE AGENT IN BOTH CA. AND WA. BROOKS SACKETT SINCE 1984. NOT INVESTMENT-RELATED. 1581 CAMINO MONDE, SAN JOSE, CA. INSURANCE BROKERAGE. POSITION-PRESIDENT. DUTIES-INSURANCE SALES & SERVICE. 5 HOURS/MONTH. 5 HOURS/MONTH DURING TRADING HOURS. MR. SACKETT IS A LICENSED REAL ESTATE SALESPERSON IN CA. SINCE 09/1980. NOT INVESTMENT-RELATED. 0 HOURS/MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooks Charles Sackett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

January 2, 1998 - Present

CHIEF CAPITAL MANAGEMENT, INC

RIA

CRD#: 108753

SAN JOSE, CA

Past

December 11, 1992 - August 20, 2014

FINANCIAL TELESIS INC

CRD#: 31012

SAN JOSE, CA

Past

November 24, 1992 - December 11, 1992

FINANCIAL TELESIS

CRD#: 28734

GREENBRAE, CA

Past

June 11, 1984 - November 9, 1992

PLANNED INVESTMENTS INC.

CRD#: 5066

ATLANTA, GA

Past

April 2, 1984 - June 5, 1984

EPIC SECURITIES COMPANY

CRD#: 4286

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/2/1998)

IAR

Washington
(12/9/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/5/1996

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/1992

General Securities Principal Examination

Current Firm

CHIEF CAPITAL MANAGEMENT, INC

CRD#: 108753 / SEC#:

California

Registered Investment Advisory firm - (1/2/1998 Approved)

Washington

Registered Investment Advisory firm - (12/9/1999 Approved)

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Contact information

Main Address

San Jose, CA

Mailing Address

1702-l Meridian Avenue, Suite 105, San Jose, CA 95125

Phone number

(509) 270-0506

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 12,024,932

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brooks C. Sackett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooks Charles Sackett's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHIEF CAPITAL MANAGEMENT, INC

FINANCIAL TELESIS INC

FINANCIAL TELESIS

PLANNED INVESTMENTS INC.

EPIC SECURITIES COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/1996

Series 7

Date: 3/17/1984

Series 24

Date: 8/27/1992

Current Firm

CHIEF CAPITAL MANAGEMENT, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHIEF CAPITAL MANAGEMENT, INC

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