Howard W. Dickinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Walton Dickinson was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1986. Howard had worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2006 - February 25, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 20, 2006 - January 7, 2014
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 15, 2005 - September 1, 2006
TRANSAMERICA CAPITAL, LLC
August 11, 2005 - October 26, 2005
CHARLES SCHWAB & CO., INC.
October 17, 2003 - July 27, 2005
AMERITAS INVESTMENT COMPANY, LLC
March 18, 1999 - October 24, 2003
CAPITAL BROKERAGE CORPORATION
April 1, 1998 - January 28, 1999
AUGUSTAR DISTRIBUTORS, INC.
December 1, 1997 - March 4, 1998
CAPITAL BROKERAGE CORPORATION
January 2, 1990 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
October 22, 1986 - January 1, 1990
ROYAL HUTTON SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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